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Beyond check-the-box: Building a future-proof compliance program

Learn how to transform your compliance function from a reactive cost center into a strategic, tech-enabled engine for growth.

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Beyond check-the-box: Building a future-proof compliance program

Description

In an era of increased regulatory change, volatility, and emerging risks like AI and ESG, many organizations are struggling to keep pace. Compliance, often viewed as a reactive, "check-the-box" cost center, is now facing immense pressure to become a true strategic partner. This webinar explores the critical shift required to move from simply reacting to new rules to proactively anticipating them. We will dive into the new mandate for compliance leaders: embracing a resilient, anticipatory model that leverages strategic processes and modern technology.

About the speakers

Chad Montgomery is a Senior Manager in the Financial Advisory Services practice at EY. He has extensive experience in bank regulatory compliance, helping a wide-range of financial institutions design, build and enhance their regulatory change management programs. Chad has a leading role in the content and features development for EY’s Regulatory Compliance Manager (RCM) Platform.

Olga Cuevas Gómez is a Managing Director in the Financial Advisory Services practice of EY and has 15 years of experience in the Financial Services industry. She is the Global Regulatory Mapping lead, having spearheaded global multi-year regulatory change management transformations at multiple global financial institutions. Olga is a Global Product lead for the EY RCM Platform and is the lead relationship manager for our strategic partnerships with leading technology providers in the space.

Marc R. Heon, Esq. is a Principal and serves as EY’s Global Regulatory Compliance Solution Lead. He has 20+ years of experience in compliance, operations, and law across banking and capital markets and asset and wealth management. As the lead of EY’s Regulatory Compliance Solution, Marc focuses on helping clients assess the risk, compliance and operational impacts of regulatory actions, business operation initiatives and transformation efforts.

Within his leadership role, Marc further has day-to-day responsibility for EY’s service offerings around regulatory inventories, mapping and change management. In that capacity, he leads a team of over 200 global EY professionals advising top global financial institutions on addressing regulatory and management expectations to demonstrate awareness, accountability and control traceability against legal requirements. Previous experiences include overseeing compliance for mortgage operations in the Private Bank of a global financial institution and practicing real estate and banking law.

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